Privacy Notification

1. information that we may require to initially identify you, including but not limited to your full name (or the name of your business), age, date of birth and job title;
2. information that we can use to contact you, including but not limited to your telephone number, facsimile number, mobile number, email address and mailing address;
3. information that we will require when registering you as an investor and opening an account with us for the provision of appropriate products and services, including but not limited to:
   1. personal details, such as full name (or the name of your business), age, date of birth, job title and any identification documents;
   2. contact details, such as your telephone or facsimile number, mobile number, email address and mailing address; and
   3. any financial information that may be relevant to the registration of you as an investor or the opening of an account with us for the provision of appropriate products or services, such as financial accounts and banking accounts;
4. information that we can use to:
   1. process your requests for products or services provided by us; or
   2. process any investment transactions (including any purchases and sales) on your behalf

   including but not limited to your credit card number, name on the credit card, credit card expiry date and credit card security code, bank account type, bank account name, bank account number or IBAN, BSB, BIC/SWIFT codes, name and address of your bank;

5. information that may be used for statistical purposes, or to improve our Website, products, services and performance, including but not limited to the date and time of your visit of our Website, the web pages you have accessed from our Website; the documents you have downloaded from our Website, your IP address and the operating system and internet browser you are using to access our Website.

(collectively, the Purposes).

1. member organisations of the Vertua Limited;
2. companies or individuals contracted to assist us in providing services or who perform functions on our behalf (such as mailing houses, specialist consultants, barristers and solicitors, contractors or temporary employees to handle peak period workloads, information technology service providers, superannuation fund trustees, insurance providers, fund managers, market research organisations and other product providers);
3. courts, tribunals and regulatory authorities, as required or authorised by law and in accordance with the Code of Ethics for Professional Accountants;
4. auditors or compliance officers, as required by Law or Professional Associations;
5. anyone else to whom you consent, such as banks, accountants and other financial institutions;
6. administrators and unit registries (including for the purposes of anti-money laundering requirements and processes).

1. we have taken reasonable steps to ensure that the recipient does not breach the Privacy Act, or the APPs;
2. the recipient is subject to a privacy scheme similar to the Privacy Act; or
3. you have consented to the disclosure.